KYC & onboarding
Individual, corporate and institutional counterparties are identified and evidenced, with beneficial ownership captured and document expiry tracked per case.
Governance & compliance
Decisions that can be defended years later
Institutional capital does not only require analysis; it requires evidence of how the analysis was produced and who approved it. Investor & Co enforces committee discipline, compliance screening and immutable record-keeping on every dossier.
- Workflow stages
- 04
- Approval model
- Four eyes
- Ledger type
- Append-only
Dossier workflow
One governed path for every file
- 01
Intake
Sponsor identity, project data and mandate parameters are captured and validated for completeness before any analysis is produced.
- 02
Due diligence
Documents are requested, uploaded, versioned and reviewed against a standard index, with gaps tracked as open conditions.
- 03
Committee
Credit and investment committees score the file, record comments and vote. Minutes and rationales are preserved verbatim.
- 04
Approval & monitoring
Approvals, conditions precedent and covenants are registered, then monitored through the life of the investment.
Compliance framework
KYC, AML and control obligations, operationalised
AML screening
Screening outcomes, escalations and dispositions are recorded against each case so a reviewer can reconstruct the decision and its basis.
Segregation of duties
Preparation, review and approval are performed by distinct roles. Sensitive changes require a second authorised approver.
Immutable ledgers
Document, permission and status events are append-only. Records are never silently amended; corrections are added as new entries.
Regulated partners
Where local authorisation is required for lending, advice, custody or payments, transactions are executed with licensed partners.
Human review
Scores, models and generated documents are analytical outputs. They are presented for professional judgement, not as regulated advice.
Align the platform with your policy
Committee thresholds, approval matrices and retention rules can be configured to your internal governance framework.